FINRA has investor education materials such as BrokerCheck, which provides insight into firms and financial advisors.
Information We Collect:
We collect personal information to provide you with our services. The information we collect may include:
Contact Information: Your name, address, email address, and phone number.Financial Information: Details about your financial situation, including income, assets, and investment goals.Identification Information: Government-issued identification such as a driver's license or passport.Transaction Information: Details about your investment transactions with us.
We use your information to:
Provide services and send you important information, updates, and account statements. We also use your information to meet regulatory and legal requirements.
We do not sell your personal information to third parties. We may share your information with:
Service Providers: Third-party service providers who assist us in delivering our services.Regulatory Authorities: To comply with legal and regulatory requirements.Your Consent: When you provide explicit consent for specific purposes.Security Measures:
We take security seriously and employ industry-standard measures to protect your information from unauthorized access, disclosure, alteration, and destruction.
You have the right to:
Access and Correct Your Information: You can request access to, update, or correct your personal information.
Opt-Out: You can opt out of certain communications or data uses.
Retention of Information: